AI systems are solving real-world challenges and transforming industries, but there are serious concerns about how responsibly they operate on behalf of the humans that rely on them. Many ethical principles and guidelines have been proposed for AI systems, but they're often too 'high-level' to be translated into practice. Conversely, AI/ML researchers often focus on algorithmic solutions that are too 'low-level' to adequately address ethics and responsibility. In this timely, practical guide, pioneering AI practitioners bridge these gaps. The authors illuminate issues of AI responsibility across the entire system lifecycle and all system components, offer concrete and actionable guidance for addressing them, and demonstrate these approaches in three detailed case studies.

Writing for technologists, decision-makers, students, users, and other stake-holders, the topics cover:

• Governance mechanisms at industry, organisation, and team levels
• Development process perspectives, including software engineering best practices for AI
• System perspectives, including quality attributes, architecture styles, and patterns
• Techniques for connecting code with data and models, including key tradeoffs
• Principle-specific techniques for fairness, privacy, and explainability
• A preview of the future of responsible AI

Part I: Background and Introduction

1. Introduction to Responsible Al

2. Operationalizing Responsible Al: A Thought Experiment-Robbie the Robot

Part II: Responsible Al Pattern Catalogue

3. Overview of the Responsible Al Pattern Catalogue

4. Multi-Level Governance Patterns for Responsible Al

5. Process Patterns for Trustworthy Development Processes

6. Product Patterns for Responsible-Al-by-Design

7. Pattern-Oriented Reference Architecture for Responsible-Al-by-Design

8. Principle-Specific Techniques for Responsible Al

Part III: Case Studies

9. Risk-Based Al Governance in Telstra

10. Reejig: The World's First Independently Audited Ethical Talent Al

11. Diversity and Inclusion in Artificial Intelligence

Part IV: Looking to the Future

12 The Future of Responsible Al

About the Author

Dr. Qinghua Lu is a principal research scientist and leads the Responsible AI science team at CSIRO’s Data61. She received her PhD from University of New South Wales in 2013. Her current research interests include responsible AI, software engineering for AI/GAI, and software architecture. She has published 150+ papers in premier international journals and conferences. Her recent paper titled “Towards a Roadmap on Software Engineering for Responsible AI” received the ACM Distinguished Paper Award. Dr. Lu is part of the OECD.AI’s trustworthy AI metrics project team. She also serves a member of Australia’s National AI Centre Responsible AI at Scale think tank. She is the winner of the 2023 APAC Women in AI Trailblazer Award.

Dr./Prof. Liming Zhu is a Research Director at CSIRO’s Data61 and a conjoint full professor at the University of New South Wales (UNSW). He is the chairperson of Standards Australia’s blockchain committee and contributes to the AI trustworthiness committee. He is a member of the OECD.AI expert group on AI Risks and Accountability, as well as a member of the Responsible AI at Scale think tank at Australia’s National AI Centre. His research program innovates in the areas of AI/ML systems, responsible/ethical AI, software engineering, blockchain, regulation technology, quantum software, privacy, and cybersecurity. He has published more than 300 papers on software architecture, blockchain, governance and responsible AI. He delivered the keynote “Software Engineering as the Linchpin of Responsible AI” at the International Conference on Software Engineering (ICSE) 2023.

Prof. Jon Whittle is Director at CSIRO’s Data61, Australia’s national centre for R&D in data science and digital technologies. With around 850 staff and affiliates, Data61 is one of the largest collections of R&D expertise in Artificial Intelligence and Data Science in the world. Data61 partners with more than 200 industry and government organisations, more than 30 universities, and works across vertical sectors in manufacturing, health, agriculture, and the environment. Prior to joining Data61, Jon was Dean of the Faculty of Information Technology at Monash University.

Dr. Xiwei Xu is a principal research scientist and the group leader of the software systems research group at Data61, CSIRO. With a specialization in software architecture and system design, she is at the forefront of research in these fields. Xiwei is identified by the Bibliometric Assessment of Software Engineering Scholars and Institutions as a top scholar and ranked 4th in the world (2013–2020) as the most impactful SE researchers by JSS (Journal of Systems and Software), a well-recognized academic journal in software engineering research.